MITIGATING
THE RISK OF PROSECUTION TERMINATION BASED ON RESTORATIVE JUSTICE FROM
TRANSACTIONAL ASPECTS
R. Muhamad Ibnu Mazjah�
Sekolah
Tinggi Ilmu Hukum Adhyaksa, Jakarta, Indonesia
ABSTRACT
Restorative justice, as a manifestation of the Prosecutor's authority
and discretion in controlling criminal cases, is vulnerable to abuse of
authority if it is not supported by the principle of accountability and a
robust supervision system. This research aims to strengthen the authority of
prosecutors in applying restorative justice by strengthening regulations at the
legal level and proposing stricter criteria for crimes that fall into this
category. The research method used is normative legal research, which aims to
find coherence between the Prosecutor's authority and legal norms, legal
concepts, and legal principles through a legislative and conceptual approach.
This study finds that implementing restorative justice by prosecutors requires
strengthening regulations and a more muscular supervision system to prevent
abuse of authority and ensure legal certainty and justice for all parties. This
study implies the need for more transparent regulations and a strict monitoring
system to avoid abuse of authority in the application of restorative justice by
prosecutors, ensure an accountable law enforcement system, and protect human
rights.
Keywords: Risk
Mitigation, Restorative Justice, Prosecution.
Corresponding Author: R.
Muhamad Ibnu Mazjah�
E-mail: [email protected]
INTRODUCTION
Restorative justice or restorative justice is essentially
an approach to law enforcement that is based on efforts to return the losses
experienced by victims of criminal acts through restitution from the
perpetrators of these criminal acts as a form of accountability for their
actions after a peace settlement based on an agreed agreement is reached. The
Attorney General Regulation Number 8 of 2020 (PERJA No. 15 of 2020) concerning
Termination of Prosecution Based on Restorative Justice is the basis for law
enforcement based on restorative justice by the Prosecutor's Office of the
Republic of Indonesia (Kejaksaan) as public Prosecutor based on Law Number 11
of 2021 concerning the Prosecutor's Office of the Republic of Indonesia.
Courses of action for End of Arraignment In light of Helpful Equity through
PERJA No. 15 of 2020 being referred to is the investigator's work to carry out
the tact given by procedural regulation, specifically Regulation Number 8 of
1981 concerning the Criminal Methodology Code, which was later confirmed by Law
No. 11 of 2021 itself.
The provisions in the Criminal Procedure Code that
serve as a reference in exercising discretion for prosecutors to carry out a
restorative justice approach in the law enforcement process are more precisely
traced in Article 139, which reads, "After the public prosecutor receives
or receives back a complete investigation from the investigator, he immediately
determines whether the case file "It meets the requirements to be able or
not to be referred to court." Article 139 of the Criminal Procedure Code
is an embodiment of the dominus litis principle contained in the Guidelines on
the Role of Prosecutors adopted at the 8th (eighth) UN Congress on the
Prevention of Crime and Handling of Criminal Perpetrators in Havana, Cuba, in
1990. Dominus lists come from Latin dominus, which means "owner" and
"case", so it can be interpreted as a prosecutor as the owner or
controller of the case. As the case owner, it means that the Prosecutor is not
only authorized but has the right, based on this principle, to take all actions
according to the legal corridors regarding a criminal case that has occurred.
The manifestation of the Prosecutor's office as a case
controller occupies a central position in law enforcement because the
Prosecutor's office is responsible for formulating and controlling law
enforcement policies so that they run effectively, as stated in Law No. 11 of
2021. The law situated the examiner's office as an administration foundation
whose capability is connected with legal power, which activities state power in
the field of arraignment, as well as different specialists given the regulation
(Sunarso & SH,
2023). The examiner's establishment can likewise decide if
a case can be pronounced finished or not and whether a case can be submitted to
the court (Burhanuddin, 2022).
Based on the generality of existing legal norms, the
implementation of restorative justice by the Prosecutor's office is carried out
to produce law enforcement outcomes that are based on certainty, justice, and
benefit. However, one of the obstacles faced in the implementation of
restorative justice at a practical level is that there is no explicit
regulation at the level of law (except Law Number 11 of 2012 concerning the
Juvenile Criminal Justice System (SPPA)) both in terms of material criminal
aspects and formal criminal law in its application requires clear benchmarks to
guarantee the principles of legal certainty and justice for all parties. The
existence of more certain benchmarks to secure the creation of legal protection
for victims and perpetrators of criminal acts, to ensure that legal actions
carried out by law enforcement officials remain within the framework of the
law, and to prevent abuse of authority or actions that are maladministration,
and guarantee the implementation of a dignified, transparent and accountable
process in a law enforcement process.
� In addition to
regulations that ensure greater certainty, the aspect of behavior with
integrity and strengthening the implementation system is a central factor in
achieving just legal certainty. One of the things that get attention in this
writing is the regulations contained in Article 11 PERJA No. 15 of 2020, which
reads, "If a peace agreement is not successful as intended in Article 10
paragraph (6) due to requests for disproportionate fulfillment of obligations,
threats or intimidation, sentiment, discriminatory treatment or harassment
based on ethnicity, religion, race, nationality or class Certain cases against
suspects who have good intentions can be taken into consideration by the Public
Prosecutor when carrying out prosecutions." The phrase "can be taken
into consideration by the public prosecutor" means that whether or not a
prosecution process will continue is within the jurisdiction of the public
Prosecutor, as mentioned above, originates from the discretion of the
Prosecutor's office as a government institution carrying out prosecutorial
duties. Instead of law enforcement being conducted closer to achieving just
legal certainty, it is feared that it will impact a transactional law
enforcement process against individual law enforcement officers due to abuse of
the discretionary authority given to the Prosecutor's office. The concern
certainly requires mitigation efforts to maintain an accountable law
enforcement system based on justice and the protection of human rights.
METHOD
The research method
used is normative legal research, which aims to find the truth of the coherence
between the authority and discretion of prosecutors in carrying out
prosecutions with legal norms, legal concepts, and legal principles in the task
of Prosecution through a restorative justice approach. Searches based on legal
science and The legal concepts referred to are also approaches in research
known as the statutory and conceptual approaches. The conclusion is based on
legal reasoning through a deductive thinking process after tracing various
statutory provisions and the meanings and principles of the law under study.
RESULTS AND DISCUSSION
Prosecutor's Philosophy in Exercising Implementation Discretion
The rapid and dynamic development of information in the
current era of information technology 6.0 has greatly influenced society's
critical power in responding to various kinds of behaviour by state civil
servants, including law enforcement officers. It is a characteristic of the
democratic process that supports the implementation of state life based on the
principle of the rule of law, which is based on the principle of equality. On
the one hand, the principle of democracy provides a foundation and mechanism
for power based on human equality and equality principles. On the other hand,
the principle of the rule of law provides a benchmark that what governs a
country is not humans but the law (Muntoha, 2009).
Thus, every government action in realizing the mandate of
the 1945 Constitution of the Republic of Indonesia (UUD 1945) must rely on
statutory regulations and the law. This meaning is in line with the development
of the principle of the rule of law with the concept of a Welfare State, which
the IVth Paragraph of the Preamble adopted to the 1945 Constitution. [4]
Regarding the rule of law, Thahir Azhary revealed that, embryonically, Plato
had put forward this idea when he introduced it. Nomoi is the third written
work of his old age. In Nomoi, he stated that good state administration is
based on reasonable regulations (laws) (Ridwan, 2006). Plato's ideas were then supported by his student,
Aristotle, who stated in his book Politica that a good state is a state ordered
by a constitution and has legal sovereignty. The elements of which include: (I)
government is completed in the public interest, (ii) government is done by
regulations given general arrangements, not regulations made for arbitrary
reasons which overlook shows and the constitution, and (iii) established
government implies government that is carried out in light of the desire of individuals,
not in the form of pressure implemented by a despotic government (Ridwan, 2006).
The Nomoi terminology, as expressed by Plato in English,
is translated with the term Norm. However, The Laws translated Nomoi into
English (Asshiddiqie, 2022). Meanwhile, Norms in Indonesia are interpreted as norms.
In this regard, Peter Mahmud Marzuki clearly stated that norms are not the same
as rules, let alone written rules (Asshiddiqie, 2022). Etymologically, norms are standards of behaviour based
on principles or, in Indonesian, principles (Marzuki, 2013). If the meaning of norms as law is found, the law in
question is the highest law, which contains moral principles and principles.
The scope of principles in legal research is actually in the realm of legal
philosophy, where the theme of this subchapter is the object of study.
It is difficult to deny that in the context of
administrative law, the use of discretion in running government based on the
idea of the rule of law combined with a modern rule of law or welfare state is
the subjective authority of the state to regulate its citizens and to achieve
social welfare. In administrative law, the emphasis is on the principle of
legality/validity (legalities beginssel/wetmatigheid van bestuur), which covers
three aspects: authority, procedure, and substance. It means that the authority,
procedures, and substance must be based on statutory regulations (the principle
of legality) because the statutory regulations have determined the purpose of
granting authority to administrative officials, what the procedures are to
achieve a goal, and regarding the substance (Parikesit, 2021). It is what is called based on ontology related to
regulations in law. Suppose it is related to Law Number 11 of 2021. In that
case, the discretion that prosecutors have to declare whether or not a case is
appropriate to be referred to court is correlated with state policy, which has
an ontological basis that prosecutors are indeed charged with the task of
making law enforcement effective based on the principles of justice and
expediency. Based on the principles of justice and expediency, the central position
of the Prosecutor's office, which is attributed to the Attorney General as the
leader and highest person responsible for the Prosecutor's office in
controlling cases, is reflected in his authority to set aside cases in the
public interest (Triwati, 2020).�
Connected with the subject of restorative justice based
on PERJA No. 15 of 2020, Article 11 relates to elements that are the basis for
considering the attitude and, ultimately, the decision of the Prosecutor; its
application should be subject to legal principles whose assessment must be seen
more objectively. What instruments can be used as a benchmark in carrying out
the function of the Prosecutor's office as a government institution that
carries out prosecutorial duties? As a basis for exercising discretion for
government officials, apart from the principle of legality, the general
principles of good governance (algemene beginselen van behoorlijk
bestuur/AAUPB) should also be guided. According to (Chandranegara, 2018), in the Netherlands, ABBB is seen as an unwritten legal
norm that the government must always obey. ABBB is unwritten legal principles
from which applicable legal rules can be drawn for certain circumstances. In
legal practice in the Netherlands, ABBB has a clear place, including the
principle of equality, the rule of trust, the standard of legitimate
conviction, the guideline of precision, the standard of giving reasons, the
disallowance of maltreatment of power (detournement de pouvoir), the forbiddance
on acting with no apparent end goal in mind (Hadjon, 1993).�
The application of the ABBB touches on the duties and
authority of prosecutors as law enforcers. The Prosecutor's office is also part
of the government, which carries out prosecutions and other authorities that
have been determined by law. In this regard, we can observe Van Vollenhoven's
view, which explains the meaning of the word "government" in a broad
sense, including (1) Actions/activities of the government in a narrow sense
(bestuur); (2) Police actions/activities (polite); (3) Judicial actions/activities
(rechts praak); and (4) The act of making regulations (regeling, wetgeving).
Thus, the general provisions of administrative law also apply to prosecutors
exercising their discretion because the Prosecutor refers to Van Volenhoven's
view that it can be taken as a judicial action.
�Without adhering
to the legal principles, the existence of which is regarded as unwritten norms,
the significant authority held by the Prosecution in practice significantly
enables arbitrary actions (abuse of power). In carrying out duties, even beyond
the duties of law enforcement officers, the Prosecution is required to strictly
adhere to what is stipulated in legal rules or legislation and embrace moral
principles, integrity, and professionalism based on conscience. Furthermore,
operationally, controlling the Prosecution's behaviour is bound by
administrative law and ethical behaviour codes.
Indeed, granting authority to the Prosecution, especially
regarding discretion in Prosecution, generally has similarities in each country
as public officials who have prosecution authority (authority of Prosecution)
and state attorneys. The term "prosecution," etymologically,
originates from the Latin word Prosecutus, consisting of pro (before) and sequi
(to follow), which can be understood as "the process of a case from
beginning to end." Hence, a prosecutor or public Prosecutor is empowered
to prosecute (Surachman, 2022). Conversely, the term nolle prosequi is juxtaposed with
prosequi, interpreted as not prosecuting. The action of nolle prosequi is known
in English criminal procedure law, as well as in Northern Ireland through the
statement of the Attorney General: "(I) will not prosecute (nolle
prosequi)," then the case in question will not be prosecuted or set aside.
In all stages of court proceedings, as long as the judge has not delivered a
verdict in all three jurisdictions, namely the UK, the Attorney General has the
authority to set aside cases by declaring "Nolle prosequi". However,
law enforcement issues in social, economic, and cultural life impact every
sector, from the economic and social aspects of society. The application of the
law, even the application of criminal procedural law principles that are well
known for their speed, simplicity, and low cost, only becomes a dream when
faced with the fact that there has been a backlog of cases in the courts,
convictions do not have a deterrent effect, and there is an excess capacity of
correctional institutions, resulting in an increased burden on the state due to
the accumulation of cases.
The facts correlated with these social, economic, and
cultural aspects make their resolution difficult, if not impossible, to resolve
by the courts. Precisely in this position, the Prosecution, as a government
representative institution, examines and carries out tasks to effectively
enforce the law based on its authority. In addition, law enforcement advocates
are humane, and based on cultural values rooted in Pancasila, they are expected
to prompt perpetrators to rectify their mistakes alongside victims and offer
forgiveness.
Mitigating the Risk of Abuse of Prosecutorial Authority Regarding
Implementing Law Enforcement Duties Through a Restorative Justice Approach?
Strengthening the Principles of Accountability and Supervision
More than two brothers ago, Lord Acton (John Emerich Edward Dalberg
Acton), in his letter to Bishop Mandell Creighton, wrote an expression that
connected "corruption" with "power", namely "power
tends to corrupt, and absolute power corrupts absolutely", that
"power tends to corrupt and absolute power tends to absolute
corruption" (Djaja,
2010). The author feels it is
relevant to express Lord Acton's statement at the beginning of this sub-chapter
because it is closely related to carrying out the duties of the Prosecutor's
office as a government institution that carries out the function of judicial
power with all the authority it has. He has.
The terminology of corruption in the realm of science contains two
meanings, namely, a general meaning in the form of a concept and a special
meaning based on statutory regulations. The general meaning of corruption comes
from Latin, namely corruption or corruptus, which means damage or depravity.
The term corruption in several countries is also used to indicate rotten
conditions and actions. Corruption is often associated with a person's
dishonesty in the financial sector (Prodjohamidjojo,
2009). Corruption is rottenness,
badness, depravity, dishonesty, can be bribed, deviation from purity, words
that have an insulting or slanderous nuance, bribery, niet ambtelijk
corruptive, nasty, deep. In Indonesia, corruption is an evil act that involves
embezzling money, receiving bribes, and so on (Prodjohamidjojo,
2009).
Meanwhile, corruption is any act that meets the formulation of an offence
contained in Law Number 31 of 1999 concerning the Eradication of Corruption
Crimes in conjunction with Law Number 20 of 2001 concerning Amendments to Law
Number 31 of 1999. Corruption crimes are based on regulations. The law includes
elements that include, among other things, acts that are against the law,
enriching oneself, another person or group and causing harm to state finances,
including acts that are categorized as bribery.
Looking further into Lord Acton's statement, a very close relationship
exists between instruments of power and authority and corruption. Any authority
that is not exercised correctly or deviates from what it should be will give
rise to an act of corruption. That is why Robert Klitgaard provides a
formulation with a mathematical model, namely (C=M+D-A), so Corruption =
Monopoly Power + Discretion by Official - Accountability, so that criminal acts
of corruption occur because of the monopoly of power and discretion (the right
to deviate from a policy), but in conditions of the absence of accountability (Kristian
& Gunawan, 2015). Klitgaard's formulation turns
out to be not only relevant but also biting when reflected on the use of
authority possessed by law enforcement officials, including the Prosecutor's
office. Without accountability in using authority, prosecutors not only commit
disgraceful, depraved, or foul acts but also open up space for criminal acts of
corruption in the form of bribery in exercising their authority and discretion.
The implementation of the authority and discretion of an accountable
prosecutor to prevent and combat corruption, in reality, is an issue and
concern of the Prosecutor's institution, including regarding prosecution
policies using a restorative justice approach, of course. At least this was
acknowledged by Sanitiar Burhanuddin, who expressed the following sentence:
"When drafting this PERJA, we also thought about not letting this
PERJA open up opportunities for prosecutors to play games and be exploited.
Because this can be played out and negotiated, this implementation must be
subject to rigorous, measurable control and supervision, and there are minimal
sanctions for prosecutors who play around with these rules in the field. We
have committed to that since we started working on issuing PERJA No. 15 of
2020. The potential for deviation is everywhere. Moreover, RJ is very ripe. Why
do I say ripe? To be honest, in the minds of our people, when we look at
prosecutors, a slanted assessment will emerge. Even though trust is now
increasing, I am quite satisfied, but there are always people who are called
unscrupulous people. I will guard against it because this is the face of the
Prosecutor's office. This is no joke. If anyone tarnishes RJ, we will take
action against him." (Kristian
& Gunawan, 2015).
�Sanitiar Burhanuddin's statement
above is indeed firm. However, operationally, further elaboration is required
to realize just law enforcement. Achieving a fair legal certainty in its
implementation cannot be separated from the principles of the rule of law and
democracy. The principles of the rule of law and the principles of democracy
are realized in the form of good governance, which includes, among others, the
principles of accountability, transparency, and responsibility. If traced, the
meaning of accountability is embodied in Article 3, paragraph (7) of Law Number
28 of 1999 concerning Clean and Free from Corruption, Collusion, and Nepotism
State Administration as follows: "Accountability principle means a
principle that explains that every activity and the final results of state
administration activities must be accountable to the community or people as the
highest sovereign of the state by applicable laws and regulations."
The principle of accountability in the Prosecutor's Law, as stated in
Article 37 of Law No. 16 of 2004, is carried out by submitting accountability
reports to the president and DPR. Although the performance accountability
report has been formally submitted to the President and DPR, performance
accountability must be accompanied by the principle of transparency, which
implies that in every performance produced by the Prosecution, this institution
also has a positive obligation to the public to convey information as long as
the information is related to public information; for example, concerning
finances or budget utilization, performance achievements that have been
produced, a performance that has not reached targets, backlogged cases that
have not been resolved, the amount of state financial returns successfully
returned, the number of suspects who have not been executed, and so on. Why is
this part of the information that needs to be conveyed? Because the Prosecution
represents the public as an agent for legal interests in the form of
Prosecution by the arrangements in the constitution. Thus, the public can also
monitor the implementation of the Prosecution's duties through mass media
proportionally.
Beyond that, further elaboration on the principles of the rule of law and
the principles of democracy involves a monitoring system. The discourse on
monitoring in practice is very familiar with the term "check and balance
system." The monitoring mechanism carried out internally by the
prosecution institution is inherent supervision. Inherent supervision is
carried out by structural/superior officials over their subordinates up to two
levels down to direct all activities of each work unit so that the Prosecution's
strategic plan can be achieved effectively and efficiently (Effendy,
2013). The inherent supervision
conducted by structural officials indicates the functioning of administrative
law to control the behaviour of the prosecution apparatus in carrying out their
duties. Thus, structural administrative officials conduct supervision by
strengthening administrative guidelines and serving as role models for members
of work units performing functional duties in the field of Prosecution and
other tasks. This inherent supervision can be considered a preventive effort to
prevent abuse of authority in duties and obligations.
As for enforcement, functional supervision applies, namely, a series of
activities carried out by internal government supervisory agencies over the
internal work units of the organization itself. Functional supervision is
conducted to enforce professional ethics and maintain the institution's dignity
and nobility from its apparatus's reprehensible behaviours. Regarding upholding
values, the policies to be considered are upholding values and the emergence of
effects for violators with the imposition of proportional (heavy) sanctions
against those who commit reprehensible acts. Functional supervision includes
general inspection, monitoring inspection, special inspection, case inspection,
leadership inspection, audit, review, evaluation, and clarification.��
The Valencia Case: An Example of Discretion Without Accountability
The message from the Attorney General, Sanitary Burhanudin, regarding law
enforcement, which is now popular among the Adhyaksa community and the public,
is justice based on conscience, which is not found in books but in the hearts
of prosecutors. The statement reinforces the stagnation of positive law-based
law enforcement, which has been almost ingrained. However, casuistically, some
cases related to the prosecution process are scrutinized by the public because
they undermine the sense of justice due to the inconsistency of specific
individuals in implementing prosecution policies.
One example highlighted in this writing is the case of domestic violence
(DV) prosecuted against Valencia, a housewife accused of scolding her husband,
who is said to drink excessively often. As a disclaimer, the case presented
here is not intended to assess quantitatively or qualitatively the condition of
law enforcement using restorative justice by the Prosecution but only to
highlight the importance of risk mitigation related to efforts to prevent the
abuse of authority in law enforcement, which opens up opportunities for the
implementation or non-implementation of restorative justice.�
Article 45 (1), as charged, carries a maximum prison sentence of 3
(three) years or a maximum fine of Rp 9,000,000.00 (nine million Indonesian
Rupiah). When linked to PERJA No. 15 of 2020 regarding formal requirements
regulating the threat limit below five years, it meets the criteria for
restorative justice. However, what is essential to consider in prosecuting
PERJA No. 15 of 2020 is the social and humanitarian mosaic that heavily colours
the case.
Following the viral coverage of Valencia on social media, the
Prosecution, under the leadership of Attorney General Sanitiar Burhanuddin,
withdrew its indictment during the trial after the defendant's plea agenda. The
Prosecutor read the withdrawal of the indictment by Attorney General ST
Burhanuddin in the trial at the District Court (PN) Karawang on Tuesday,
November 23, 2021. "This is the right and authority of the Attorney
General as the highest public Prosecutor who controls prosecution cases throughout
the Republic of Indonesia. Yes, this is the first time (it has been
done)," said Leonard Ebenezer, Head of the Legal Information Center, in
his statement at the time.
Burhanuddin withdrew Valencya's 1-year prison sentence demand and
demanded acquittal due to conscience and a sense of justice. In addition, the
decision has been carefully processed by the Deputy Attorney General for
General Crimes (Jampidum). The leadership of the Prosecution also took
administrative action against prosecutors and structural officials in response
to public sentiment regarding handling cases deemed inhumane, namely by
transferring one official to the West Java High Prosecution Office based on the
Decree of the Attorney General of the Republic No. KEP-IV-781/C/11/2021.
The resolution of the Valencya case by withdrawing the Prosecution's
demand embodies the spirit of restorative justice. However, withdrawing the
Prosecution at the adjudication stage or when the files have already entered
the court departs from the discourse of restorative justice commonly practised
by the Prosecution, as stipulated in PERJA No. 15 of 2020. Nevertheless,
despite being seen as inconsistent, this step is still imbued with the spirit
of upholding justice. It can serve as a reference for the future by the
Prosecution to consider aspects beyond the provisions regulated by PERJA No. 15
of 2020, as long as the legal application based on the facts in a case
presented to prosecutors can be accounted for. However, accountability related
to case handling, including an inherent supervisory system, must be correctly
attributed to structural officials within the Prosecution in this Valencia
case. The condition is feared to be just the tip of the iceberg, thus
necessitating improvements in the supervisory system and case handling
procedures, especially for cases that qualify for restorative justice efforts.
CONCLUSION
Based on the description presented
above, it can be seen that the position of the Prosecutor's office as a
government institution that has authority and discretion in carrying out
prosecutions is based on the ontology that the Prosecutor's office is a form of
state sovereignty, which holds the function of carrying out policies, to
secure, control and make effective all matters related to legal interests as
the lifeblood of government. Controlling, making effective, and harmonizing
legal laws with non-legal aspects such as economic, social, and cultural
aspects must go hand in hand. Therefore, the authority given to the
Prosecutor's office is the absolute authority which, in terms of its
implementation, must be carried out by legal norms, legal principles, values of
justice and public interests without ignoring moral responsibility or
accountability based on statutory provisions.
Mitigating the risk of abuse of
authority in prosecutions using a restorative justice approach is done by
strengthening administrative and legal instruments in the form of
accountability and transparency. In addition, in implementing a restorative
justice approach, the internal monitoring system continues to be carried out
consistently with the support of institutional policies, which provide a
deterrent effect for perpetrators who violate existing ethics.
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